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Hearing
On
Oversight
of Investment Banks' Response to the Lessons of Enron
Wednesday, December 11, 2002, 9:30 a.m.
106 Dirksen Senate Office Building
PANEL 1:
MR. CHARLES O. PRINCE III
MR. DAVID C. BUSHNELL
Chairman & Chief Executive Officer
Managing Director
Citigroup Global Corp & Investment Bank Global Risk Management
New York, New York
Citigroup/Salomon Smith
Barney
New York, New York
MR. RICHARD CAPLAN
MR. WILLIAM T. FOX III
Managing Director & Co-Head
Managing Director
Credit Derivatives Group
Global Power & Energy Group
Salomon Smith Barney North American
Citibank/Citigroup
Credit/Citigroup
New York, New York
New York, New York
PANEL
2:
MR. MICHAEL E. PATTERSON
MR. ANDREW T. FELDSTEIN
Vice Chairmen
Managing Director
J. P. Morgan Chase & Co.
Co-Head Structured Products
New York, New York
and Derivatives Marketing
J. P. Morgan Chase & Co.
Houston, Texas
MR. ROBERT W. TRABAND
MR. ERIC N. PEIFFER
Vice President
Vice President
J. P. Morgan Chase & Co.
J. P. Morgan Chase & Co.
Houston, Texas
New York, New York
PANEL
3:
MS. MURIEL SIEBERT
President and Chair
Muriel Siebert & Co., Inc.
New York New York
PANEL 4:
MR. RICHARD SPILLEN KOTHEN
MS. ANNETTE NAZARETH
Director, Division of
Director
Banking Supervision & Regulation
Division of Market Regulation
The Federal Reserve
U. S. Securities & Exchange
Washington,
D.C.
Commission
Washington, D.C. MR. DOUGLAS W. ROEDER
Senior Deputy Comptroller for Large Bank Supervision
Office of the Comptroller of the Currency
Washington, D.C.
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