TESTIMONY OF LLOYD N. CUTLER
BEFORE THE
ADMINISTRATIVE OVERSIGHT AND THE
COURTS SUBCOMMITTEE,
SENATE JUDICIARY COMMITTEE
June 26, 2001
I have served on two national commissions dealing with how to improve the process of nominating and confirming federal judges. Both have taken up the ideological issues that are the subject of your hearing today. The first commission, created by The Miller Center of Public Affairs at the University of Virginia, filed its report in 1996. The second, created by the Constitution Project's courts initiative (then called Citizens for Independent Courts), filed its report in 1999.
My views on the role of ideology in the nominating and confirming process are set forth in these reports. They are incorporated in my statement. I will read a few key paragraphs from each:
First The Miller Center report in 1996:
"What is most important is the appointment of judges who are learned in the law, who are conscientious in their work ethic, and who possess what lawyers describe as "judicial temperament." That term, difficult to define, essentially has to do with a personality that is evenhanded, unbiased, impartial, courteous yet firm, and dedicated to a process, not a result. The law will be fairly read and applied, irrespective of the judge’s personal views as to its wisdom; where the judge is the finder of fact, the facts will be fairly found." "As this Report recognizes, throughout our history the appointment process has been built on politics. The danger of purely political appointees lacking the necessary competence led Attorney General Brownell to introduce the American Bar Association’s participation in the process. At that time -- and for some years thereafter -- relatively few persons in the Executive Branch and the Senate or its staff worked on judicial appointments, and rarely were any of them, even when lawyers, experienced in court practices and procedures. The ABA Committee was designed to fill that lack and insure, insofar as the political process permitted, the high quality of those selected." "In addition to the growing number of appointments, the changing political process has had its impact on who the candidates for judicial office are and whether they will be nominated and confirmed. The increasingly ideological nature of political campaigns, the need for huge sums of money, the growth of dependence on contributions from various ideological groups, and the willingness of these groups to launch personal attacks on candidates they ideologically oppose, has the potential to affect the appointment process in unfortunate ways. Even putting aside the cases of Supreme Court nominees such as Robert Bork and Clarence Thomas, where this problem was obvious, there have been some signs of similar ideological controversy creeping into the process of nominating and confirming lower court candidates. While it appears that the present administration has been conscious of the problem and relatively successful in avoiding such ideological controversies, we have learned of occasional episodes where qualified candidates have refused to be considered or have withdrawn from fear of being "Borked."The Commission believes that it would be a tragic development if ideology became an increasingly important consideration in the future. To make ideology an issue in the confirmation process is to suggest that the legal process is and should be a political one. That is not only wrong as a matter of political science; it also serves to weaken public confidence in the courts. Just as candidates should put aside their partisan political views when appointed to the bench, so too should they put aside ideology. To retain either is to betray dedication to the process of impartial judging. Men and women qualified by training and experience to be judges generally do not wish to and do not indulge in partisan or ideological approaches to their work. The rare exception should not be taken as the norm.
In any case, it is our view that the important process of appointing federal judges need not be as difficult as it now seems. The ultimate question is simply whether or not potential candidates have the qualities of integrity, good judgment and experience to become judicial officers of the United States. Occasional mistakes will be made. But no amount of bureaucratic vetting or testing for ideology will achieve perfection, and too complex a process can do more harm than good.
"Second, the Constitution Project's report in 1999:
Recommendations for Executive and Legislative Branch
Reviewers on Ideology in Federal Judicial Selection
1. Candidates for judgeships should be committed to deciding cases based on the law and facts of particular cases, without the intrusion of any rigid ideological pre-commitments to certain results or approaches to the law.
2. Reviewers should investigate a candidate
’s experience, qualifications, temperament, character, and general views of the law and of the judicial role. Selecting a federal judge is not just a matter of picking a legal technician, for a person’s judgments may well reflect one’s broad values and commitments.3. Reviewers must refrain from asking candidates for particular pre-commitments about unresolved cases or issues that may come before them as judges.
4. The limit on questions seeking pre-commitments should be applied by reviewers in a common-sense fashion. In particular, this limit should not be allowed to prevent a fully deliberative investigation into the backgrounds, qualifications, and judicial philosophies of candidates for judgeships.
5. The limit on questions seeking pre-commitments should be respected equally by the President and other executive branch reviewers as well as by senators and other legislative branch reviewers, despite differences in the roles played by the two branches in the appointment process.
6. The limit on questions seeking pre-commitments should apply with respect to candidates for courts at all levels of the federal judiciary.
7. Reviewers seeking to assess a candidate
’s views should exercise caution when evaluating a person’s current or former clients, memberships, and writings or speeches.8. The value of judicial independence is consistent with pursuing diversity on the federal bench.
9. The value of judicial independence is consistent with active involvement by bar associations in the selection process.
Rather than read these extracts from the two reports, I will file them for the record. After making a few personal observations of my own, I will be pleased to answer your questions.